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合資格培訓課程

有興趣的從業員可以就2016年10月1日或以後開課的合資格課程申請發還學費。

 

就招生,具體的課程安排,學費,以及任何其他課程相關問題,請點擊以下連結或直接聯繫培訓機構。

 

有關課程資料詳列如下:

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香港證券及投資學會

 

類別

 

課程單元

 

Asset and Wealth Management Annual Regulatory Update 2018

(Class to be conducted in English only)

  

單元 1 - Last Regulatory Updates of the WAM Industry 

單元 2 - Opportunities and Challenges of the WAM Industry 
單元 3 - WAM Industry Best Practices & Effective Application

資產管理基礎課程

單元 1 - 證券及期貨法規及監管架構概述 (*)

(15小時基礎班)

單元 2 - 金融市埸(*)

單元 3a - 資產管理規例

(5小時精讀班)

 單元3b - 資產管理規例

(10小時基礎班)

單元 4 - 資產管理

財富及資產管理業運作基礎課程

單元 1 - 證券及期貨法規及監管架構概述 (*)

(15小時基礎班)

單元 2 - 金融市埸(*)

單元 3 - 交易, 交收及結算實務

單元 4 - 證券及期貨條例下的營運要求

單元 5 - 合規,風險管理及監控

單元優化專業能力架構:

註冊私人財富管理課程

單元一: 技術,行業和產品知識

 

 

 

 

 

 

 

 

 

 

 

 

 

單元 1 - 私人財富管理行業、產品及服務概覽

單元 2 - 固定收益投資

單元 3 - 股票證券

單元 4 - 外匯

單元 5 - 衍生工具

單元 6 - 結構性產品

單元 7 - 另類投資

單元 8 - 單位信託及投資基金

單元 9 - 借貸及槓桿

單元 10 - 財富策劃

單元 11 - 投資組合管理:理論與實踐

單元 12 - 行為金融學

單元 13 - 中國內地及亞太金融與私人財富管理市場

單元 14 - 客戶關係管理

負責人員之職責

 

負責人員之職責

證券及期貨法規及監管架構概述

證券及期貨法規及監管架構概述

   

高階研討會

 

 

 

 

 

 

 

 

 

AML/CFT in the Cayman Islands Regime


Factor Investing – Understanding the 3rd Pillar of Investing
Fulfilling Suitability Obligations

The Future of Private Markets & Alternative Assets Market Dynamics and the Impact of Digitisation

Unified Fund Exemption Regime

WAM Regulatory Update 2019 - Practical Challenges of the New Fund Manager Code of Conduct and AML

Implementing Suitability Controls and Procedures

 WAM Regulatory Update 2019 - Lessons Learnt from Disciplinary Actions in 2018 Relevant to WAM Practitioners
Collateral Management: Preparing for the imminent SFC changes ahead 

 Green Bonds and Loans – An Introduction for Investors

 Introducing Hong Kong's new corporate fund structure: Open-ended fund companies

The Outlook for Asset Prices and the Business Cycle

    

高淨值人士-關於跨境交易的注意事項

(由8月15日起生效)

Portfolio Management: How Roboadvisors apply Modern Portfolio theory

Overview of Hong Kong’s Tax Exemption Regimes for Funds and Common Tax Issues

 資產管理行業:2018年及以後

 銷售及合理適當建議程式: 私人銀行實務指引

Next Source of Growth for Investment Managers: Is Multi-Asset Strategy the Answer? 

  Asset Management Industry: The Year 2017 and beyond

 The 3rd CRS Update: What’s next after AEOI Implementation?
 Product Development in Asset Management and the BREXIT Impact
IFRS9 Matters: Impact on Asset and Treasury Management
Suitability Obligations – Frequently Asked Questions

 

*共通課程單元

  

查詢熱線: (852) 3120 6100 或 education@hksi.org

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香港銀行學會

類別

 

課程單元

香港銀行家峰會2019:「迎向銀行業嶄新未來」(午後環節)

1Stream 1: Greater Bay Area and Belt & Road Opportunities 
2

Stream 2: Digital Banking and Fintech 

3Stream 3: Regtech and Compliance

信貸管理/財資管理/營運管理/財富管理  (銀行專業會士深造文憑(#)

 

 

證書課程

 

1

銀行信貸

銀行信貸證書

2

信用風險管理

信用風險管理證書

3

銀行資產及負債管理

銀行資產及負債管理證書

4

資金市場及運作

資金市場及運作證書

5

銀行法律與實務

銀行法律與實務證書

6

營運風險管理

營運風險管理證書

7

私人財富管理業務策略(^)

私人財富管理業務策略證書(^)

8

環球資產組合及客戶關係管理(^)

環球資產組合及客戶關係管理證書 (^)

 

Enhanced Competency Framework (ECF) on Retail Wealth Management

1

Regulatory Environment for Banking and Financial Planning (RWM)

2

Investment Planning (RWM)

3

Essentials of Banking (RWM)

4

Insurance and Retirement Planning (RWM)

5

Investment and Asset Management – 
Product Solutions (RWM)

6

Investment and Asset Management – 
Alternatives and Wealth Solutions (RWM)

7

Financial Planning and Wealth Management (RWM)

銀行專業資歷架構

1

銀行專業資歷架構高等證書 :
打擊洗錢及恐怖分子資金籌集

優化專業能力架構 :

註冊私人財富管理師課程

單元二 : 操守及合規

 

1

香港的監管制度及銷售投資產品的要求

2

客戶關係建立的相關法律法規

3

私人財富管理的道德操守與法律法規應用

4

私人財富管理機構的風險管理、風險管治
及風險文化

 

 

# 從2017年1月1日起,“香港銀行學會會士” 已易名為“銀行專業會士”。

^ 此課程單元現正進行優化並計劃於2018年重新推出。

 

查詢熱線: (852) 2153 7865 或 programme@hkib.org

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AIIFL/HKU, CLLC and PWMA

     

 

Programme Modules
Certificate in Compliance & Risk Management for Private Wealth Management Professionals (2019)1Financial Laws and Regulations for Private Banking and Wealth Management
2Risk Management for Private Banking and Wealth Management
3Securities Law Compliance for Senior Management
4Risks and Legal and Regulatory
Requirements for Private Bankers and Wealth Management Relationship Managers
5Conduct and Ethics for Private Bankers
and Wealth Management Relationship Managers
6Essentials for Private Banking and Wealth Management Compliance Managers
Certificate in Compliance & Risk Management for Private Wealth Management Professionals (2018)   1Financial Laws and Regulations for Private Banking and Wealth Management
2Securities Law Compliance for Senior Management
3Conduct and Ethics for Private Bankers and Wealth Management Relationship Managers
4Risks and Legal and Regulatory Requirements for Private Bankers and Wealth Management Relationship Managers
5Essentials for Private Banking and Wealth Management Compliance Managers
6Risk Management for Private Banking and Wealth Management
 Certificate in Compliance & Risk Management for Private Wealth Management Professionals (2017)1Financial Laws and Regulations for
Private Banking and Wealth Management
2Essentials for Private Banking and Wealth
Management Compliance Managers
3Risks and Legal and Regulatory
Requirements for Private Bankers and Wealth Management Relationship Managers
4Compliance for Private Banking and
Wealth Management Senior Management, Directors
and Executive Officers (“EO”)
5Conduct and Ethics for Private Bankers
and Wealth Management Relationship Managers
6 Risk Management for Private Banking
and Wealth Management

 

Enquiry:  Ms Flora Leung at (852) 3917 2941 or fkleung@hku.hk 

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香港大學專業進修學院

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香港信託人公會 及 香港證券及投資學會

 

類別課程單元
 

Hong Kong Trustees' Association 2019 Conference - "Managing Change in an Uncertain Landscape"

Hong Kong Trustees' Association 2019 Conference - "Managing Change in an Uncertain Landscape"

 

Enquiry: queries@hktrustees.com or 3703 5170

 

 

類別課程單元
 

Trust Training Certificate (TTC)

Unit 1 - Introduction to Trusts

Unit 2 - Types of Trusts and When Appropriate
Unit 3 - Administration and Management of Trusts
Unit 4 - Other Estate Planning Vehicles
Unit 5 - Trusts compared with Other Estate Planning Vehicles
Unit 6 - Trusts and Compliance
Unit 7 - Trusts Jurisdiction Comparison
Unit 8 - Other Trust Vehicles in Details

Unit 9 - The Contents of Trusts and Drafting

Unit 10 - Testamentary Issues & Avoiding Testamentary Disputes

Unit 11 - International Tax - Part 1

Unit 13 - Family Office

Unit 14 - Foundations Law – Part 1

Unit 17 - Trusts and Issues for PRC Nationals

Unit 18 - Trusts for Security Arrangements, Commercial and Employee Benefit Needs

 
 

Unit 19 - Collective Investment Schemes – Part 1 Private Arrangements

Unit 20 - Collective Investment Schemes – Part 2 Public Offering Arrangements

 

Unit 21 - Hong Kong Mandatory Retirement Schemes Trusts - MPF

Unit 22 - Hong Kong Mandatory Retirement Schemes Trusts – ORSO

 

Enquiry: info@hksi.org or 3120 6100

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香港品質保證局 及 香港證券及投資學會

 

 

類別課程單元

Green Finance for Wealth and Asset Management (WAM) Professionals

-

 

課程查詢: info@hksi.org or 3120 6100