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合資格培訓課程

有興趣的從業員可以就2016年10月1日或以後開課的合資格課程申請發還學費。

 

就招生,具體的課程安排,學費,以及任何其他課程相關問題,請點擊以下連結或直接聯繫培訓機構。

 

有關課程資料詳列如下:

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香港證券及投資學會

 

類別

課程單元

資產管理基礎課程

單元 1 - 證券及期貨法規及監管架構概述 (*)

(15小時基礎班)

單元 2 - 金融市埸(*)

單元 3a - 資產管理規例

(5小時精讀班)

 單元3b - 資產管理規例

(10小時基礎班)

單元 4 - 資產管理

財富及資產管理業運作基礎課程

單元 1 - 證券及期貨法規及監管架構概述 (*)

(15小時基礎班)

單元 2 - 金融市埸(*)

單元 3 - 交易, 交收及結算實務

單元 4 - 證券及期貨條例下的營運要求

單元 5 - 合規,風險管理及監控

單元優化專業能力架構:

註冊私人財富管理課程

單元一: 技術,行業和產品知識

Topic 1 - Basic Products: Fixed Income Instruments, Equity Securities and Foreign Exchange

Topic 2 - Derivatives and Structured Products

Topic 3 - Investment Funds and Alternative Investments

Topic 4 - Portfolio Management: Theories and Practices

Topic 5 - Lending and Leverage

Topic 6 - Wealth Planning

Topic 7 - Behavioural Finance

Topic 8 - Customer Relationship Management

Topic 9 - Overview of Private Wealth Management Industry

Topic 10 - Overview of Private Wealth Management Markets: Hong Kong, Mainland China and Asia-Pacific

負責人員之職責

負責人員之職責

證券及期貨法規及監管架構概述

證券及期貨法規及監管架構概述

防洗錢、最新監管要求及行為規範

防洗錢、最新監管要求及行為規範

高階研討會

Regulation of Funds Investing in Virtual Assets

Digital Assets for Portfolio Management

強積金中介人操守及強積金制度發展

Proposed Climate-related Risks Requirements for Fund Managers

Riding on Wealth Management Connect (WMC) in Greater Bay Area (GBA)

Regulatory Trend and Opportunities for Asset Management Industry

Limited Partnership Fund Regime and Proposed Carried Interest Concession

Avoiding Dubious Arrangements and Transactions
Preparation for Proposed Changes of SFC’s AML/CFT Guidelines
Fintech, Regtech and Suptech: The Digital Transformation of Regulatory Compliance Management

SFC’s Update on Anti-money Laundering Regulations

Offshore Overview and Update on Economic Substance

Selling ESG Products to Private Bank Clients

AML/CFT in the Cayman Islands Regime

Fulfilling Suitability Obligations

Portfolio Management: How Roboadvisors apply Modern Portfolio theory

 

*共通課程單元

  

查詢熱線: (852) 3120 6100 或 education@hksi.org

 

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香港銀行學會

類別

 

課程單元

銀行專業會士深造文憑 (信貸管理/財資管理/營運管理)(#)

1

銀行信貸

2

信用風險管理

3

銀行資產及負債管理

4

資金市場及運作

5

銀行法律與實務

6

營運風險管理

 Enhanced Competency Framework (ECF) on Retail Wealth Management

1

Regulatory Environment for Banking and Financial Planning (RWM)

2

Investment Planning (RWM)

3

Essentials of Banking (RWM)

4

Insurance and Retirement Planning (RWM)

5

Investment and Asset Management – 
Product Solutions (RWM)

6

Investment and Asset Management – 
Alternatives and Wealth Solutions (RWM)

7

Financial Planning and Wealth Management (RWM)

銀行專業資歷架構

1

銀行專業資歷架構高等證書 :
打擊洗錢及恐怖分子資金籌集

優化專業能力架構 :

註冊私人財富管理師課程

單元二 : 操守及合規

1

香港的監管制度及銷售投資產品的要求

2

客戶關係建立的相關法律法規

3

私人財富管理的道德操守與法律法規應用

4

私人財富管理機構的風險管理、風險管治
及風險文化

 

 

# 從2017年1月1日起,“香港銀行學會會士” 已易名為“銀行專業會士”。

 

查詢熱線: (852) 2153 7865 或 programme@hkib.org

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AIIFL/HKU, CLLC and PWMA

     

 

類別 課程單元
Certificate in Compliance & Risk Management for Private Wealth Management Professionals (2019)1Financial Laws and Regulations for Private Banking and Wealth Management
2Risk Management for Private Banking and Wealth Management
3Risks and Legal and Regulatory
Requirements for Private Bankers and Wealth Management Relationship Managers
4Securities Law Compliance for Senior Management
5Conduct and Ethics for Private Bankers
and Wealth Management Relationship Managers
6Essentials for Private Banking and Wealth Management Compliance Managers

 

課程查詢: Ms Flora Leung 電話 (852) 3917 2941 或 fkleung@hku.hk 

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香港信託人公會 及 香港證券及投資學會

 

類別課程單元
 

Trust Training Certificate (TTC)

Unit 1 - Introduction to Trusts

Unit 2 - Types of Trusts and When Appropriate
Unit 3 - Administration and Management of Trusts
Unit 4 - Other Estate Planning Vehicles
Unit 5 - Trusts compared with Other Estate Planning Vehicles
Unit 6 - Trusts and Compliance
Unit 7 - Trusts Jurisdiction Comparison
Unit 8 - Other Trust Vehicles in Details

Unit 9 - The Contents of Trusts and Drafting

Unit 10 - Testamentary Issues & Avoiding Testamentary Disputes

Unit 11 - International Tax - Part 1

Unit 13 - Family Office

Unit 14 - Foundations Law – Part 1

Unit 17 - Trusts and Issues for PRC Nationals

Unit 18 - Trusts for Security Arrangements, Commercial and Employee Benefit Needs

Unit 19 - Collective Investment Schemes – Part 1 Private Arrangements

Unit 20 - Collective Investment Schemes – Part 2 Public Offering Arrangements

Unit 21 - Hong Kong Mandatory Retirement Schemes Trusts - MPF

Unit 22 - Hong Kong Private Retirement Schemes Trusts – ORSO

 

課程查詢: info@hksi.org 或 3120 6100

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香港財務策劃師學會


 

類別課程單元

核准退休顧問(QRA)教育課程

一般途徑:課題一至七
豁免途徑:課題四至七

 

課程查詢: qra@ifphk.org 或 2982 7888

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生產力學院

 

類別課程單元

創新家族辦公室管理與財富傳承證書課程

-

 

課程查詢: 莊小姐 電話 (852) 2788 5768 或 amandajohn@hkpc.org

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香港品質保證局 及 香港證券及投資學會

 

 

類別課程單元

Green Finance for Wealth and Asset Management (WAM) Professionals

-

 

課程查詢: info@hksi.org 或 3120 6100