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合資格培訓課程

有興趣的從業員可以在2023年4月1日上課的合資格課程申請發還學費。

 

有關合資格課程包括實體培訓課程、研討會及實時進行的網上研討會 (但不包括預先錄影的網上研討會及網上課程)

 

就招生,具體的課程安排,學費,以及任何其他課程相關問題,請點擊以下連結或直接聯繫培訓機構。

 

有關課程資料詳列如下:

點擊查看詳細信息

香港證券及投資學會

 

類別

課程單元

資產管理基礎課程

單元 1 - 證券及期貨法規及監管架構概述

(10小時基礎班)

單元 2 - 金融市埸

(10小時基礎班)

單元 3 - 資產管理規例

(5小時精讀班)

單元 4 - 資產管理

(10小時基礎班)

單元優化專業能力架構:

註冊私人財富管理課程

單元一: 技術,行業和產品知識

Topic 1 - Basic Products: Fixed Income Instruments, Equity Securities and Foreign Exchange

Topic 2 - Derivatives and Structured Products

Topic 3 - Investment Funds and Alternative Investments

Topic 4 - Portfolio Management: Theories and Practices

Topic 5 - Lending and Leverage

Topic 6 - Wealth Planning

Topic 7 - Behavioural Finance

Topic 8 - Customer Relationship Management

Topic 9 - Overview of Private Wealth Management Industry

Topic 10 - Overview of Private Wealth Management Markets: Hong Kong, Mainland China and Asia-Pacific

負責人員之職責

負責人員之職責

證券及期貨法規及監管架構概述

證券及期貨法規及監管架構概述

Managing Risks with Financial Derivatives

Managing Risks with Financial Derivatives

Algo Trading - Implementation and Risk Management 

Algo Trading - Implementation and Risk Management

Updated Requirement on AML and Code of Conduct

Updated Requirement on AML and Code of Conduct

防洗錢、最新監管要求及行為規範

防洗錢、最新監管要求及行為規範

The Hedge Fund Masterclass

The Hedge Fund Masterclass

高階研討會

Regulatory Requirements when Selling Complex and Virtual-Assets ("VA") Related Products

Introduction to Hedge Fund 

Hong Kong Family Offices: Market Initiatives and Tax Concessions

Strategic Outlook of China’s Asset Management Market 2023

How Digital Assets can Co-Exist within Traditional Finance’s IT Architecture

Cryptocurrencies as Property: Reflections from a Landmark Hong Kong Court Case

Regulatory Developments in Anti-Money Laundering: Implications for Wealth Management Businesses

Essentials of Virtual Asset Compliance
Conduct Risk Framework and Sound Risk Culture for Fund Management
Private Debt as a New Investment Class
The Intricacies of Serving Family Offices
Latest Enforcement Cases Relating to Suitability Requirement

Virtual Assets 360: What Asset Managers, Brokers, and Traders Need to Know to Succeed in Virtual Assets

The Essentials of Running a Family Office

 Digital Assets for Portfolio Management

AML/CFT in the Cayman Islands Regime

Fulfilling Suitability Obligations

Portfolio Management: How Roboadvisors apply Modern Portfolio theory

Asset Management Industry: The Year 2023 and Beyond

 

  

查詢熱線: education@hksi.org

查詢更多資訊,可瀏覽網頁:香港證券及投資學會課程

 

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香港銀行學會

類別

 

課程單元

銀行專業會士深造文憑 (信貸管理/財資管理/營運管理)(#)

1

銀行資產及負債管理

2

資金市場及運作

3

銀行法律與實務

4

營運風險管理

 Enhanced Competency Framework (ECF) on Retail Wealth Management

1

Regulatory Environment for Banking and Financial Planning (RWM)

2

Investment Planning (RWM)

3

Essentials of Banking (RWM)

4

Insurance and Retirement Planning (RWM)

5

Investment and Asset Management – 
Product Solutions (RWM)

6

Investment and Asset Management – 
Alternatives and Wealth Solutions (RWM)

7

Financial Planning and Wealth Management (RWM)

銀行專業資歷架構

1

銀行專業資歷架構高等證書 :
打擊洗錢及恐怖分子資金籌集

優化專業能力架構 :

註冊私人財富管理師課程

單元二 : 操守及合規

1

香港的監管制度及銷售投資產品的要求

2

客戶關係建立的相關法律法規

3

私人財富管理的道德操守與法律法規應用

4

私人財富管理機構的風險管理、風險管治
及風險文化

 

# 從2017年1月1日起,“香港銀行學會會士” 已易名為“銀行專業會士”。

 

查詢熱線: (852) 2153 7865 或 programme@hkib.org

查詢更多資訊,可瀏覽網頁:香港銀行學會政府資助 (WAM)  暫時祇備英文版本

點擊查看詳細信息

AIIFL/HKU, CLLC and PWMA

     

 

類別 課程單元
Certificate in Compliance & Risk Management for Private Wealth Management Professionals (2019)1Financial Laws and Regulations for Private Banking and Wealth Management
2Risk Management for Private Banking and Wealth Management
3Risks and Legal and Regulatory
Requirements for Private Bankers and Wealth Management Relationship Managers
4Securities Law Compliance for Senior Management
5Conduct and Ethics for Private Bankers
and Wealth Management Relationship Managers
6Essentials for Private Banking and Wealth Management Compliance Managers

 

課程查詢: Ms Flora Leung 電話 (852) 3917 2941 或 fkleung@hku.hk 

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香港大學專業進修學院

 

類別課程單元

銀行專業資歷架構 - 打擊洗錢及恐怖份子資金籌集專業級課程*

-

行政人員證書《家族辦公室管理與財富傳承》

-

行政人員證書《應用金融風險管理》

-

行政人員證書《金融科技》

-

行政人員證書《合規科技》

-

行政人員證書《基金行政與合規監管管理》

-

 *由2018年7月份課程起生效

 

課程查詢: 2867 8392 or amy.fung@hkuspace.hku.hk

查詢更多資訊,可瀏覽網頁:香港大學專業進修學院課程網頁

點擊查看詳細信息

香港信託人公會 及 香港證券及投資學會

 

類別課程單元

Trust Training Certificate (TTC)

Unit 1 - Introduction to Trusts

Unit 2 - Types of Trusts and When Appropriate
Unit 3 - Administration and Management of Trusts
Unit 4 - Other Estate Planning Vehicles
Unit 5 - Trusts compared with Other Estate Planning Vehicles
Unit 6 - Trusts and Compliance
Unit 7 - Trusts Jurisdiction Comparison
Unit 8 - Other Trust Vehicles in Details

Unit 9 - The Contents of Trusts and Drafting

Unit 10 - Testamentary Issues & Avoiding Testamentary Disputes

Unit 11 - International Tax - Part 1

Unit 13 - Family Office

Unit 14 - Foundations Law – Part 1

Unit 17 - Trusts and Issues for PRC Nationals

Unit 18 - Trusts for Security Arrangements, Commercial and Employee Benefit Needs

Unit 19 - Collective Investment Schemes – Part 1 Private Arrangements

Unit 20 - Collective Investment Schemes – Part 2 Public Offering Arrangements

Unit 21 - Hong Kong Mandatory Retirement Schemes Trusts - MPF

Unit 22 - Hong Kong Private Retirement Schemes Trusts – ORSO

 

課程查詢: education@hksi.org

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香港信託人公會

 

類別課程單元
高階研討會

2023 HKTA Conference "TRUST Hong Kong"

 

課程查詢: queries@hktrustees.com or 3511 6030

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香港財務策劃師學會


 

類別課程單元
家族財富傳承師資格認證教育課程主題6:財富規劃的動態解決方案
信託繼承規劃:案例研究方法-

核准退休顧問(QRA)教育課程

一般途徑:課題一至七
豁免途徑:課題四至七

 

課程查詢: qra@ifphk.org 或 2982 7888

查詢更多資訊,可瀏覽網頁:香港財務策劃師學會課程網頁

點擊查看詳細信息

生產力學院

 

類別課程單元

創新家族辦公室管理與財富傳承證書課程

-

 

 

課程查詢: 劉先生 (Bosco Lau) 電話 (852) 2788 5668 或 boscolau@hkpc.org

查詢更多資訊,可瀏覽網頁:生產力學院課程網頁