合資格培訓課程

類別

課程單元

資產管理基礎課程

單元 1 - 證券及期貨法規及監管架構概述
(10小時基礎班)

單元 2 - 金融市埸

單元 3 - 資產管理規例
(5小時精讀班)

單元 4 - 資產管理

單元優化專業能力架構:

註冊私人財富管理課程

單元一: 技術，行業和產品知識

Topic 1 - Basic Products: Fixed Income Instruments, Equity Securities and Foreign Exchange

Topic 2 - Derivatives and Structured Products

Topic 3 - Investment Funds and Alternative Investments

Topic 4 - Portfolio Management: Theories and Practices

Topic 5 - Lending and Leverage

Topic 6 - Wealth Planning

Topic 7 - Behavioural Finance

Topic 8 - Customer Relationship Management

Topic 9 - Overview of Private Wealth Management Industry

Topic 10 - Overview of Private Wealth Management Markets: Hong Kong, Mainland China and Asia-Pacific

負責人員之職責

負責人員之職責

證券及期貨法規及監管架構概述

證券及期貨法規及監管架構概述

Managing Risks with Financial Derivatives

Managing Risks with Financial Derivatives

Algo Trading - Implementation and Risk Management 

Algo Trading - Implementation and Risk Management

Updated Requirement on AML and Code of Conduct

Updated Requirement on AML and Code of Conduct

防洗錢、最新監管要求及行為規範

防洗錢、最新監管要求及行為規範

The Hedge Fund Masterclass

高階研討會

The Hedge Fund Masterclass

Sustainability Excellence for Talent Certification Programme

(SET)

- Climate Risk Management in Practice

- Introduction to GRI

- ESG Data & Rating in Practice

- Introduction to GHG Emissions

- Regulatory Requirements when Selling Complex and Virtual-Assets Related Products

- Introduction to Hedge Fund

- Hong Kong Family Offices: Market Initiatives and Tax Concessions

- Strategic Outlook of China’s Asset Management Market 2023

- How Digital Assets can Co-Exist within Traditional Finance’s IT Architecture

- Cryptocurrencies as Property: Reflections from a Landmark Hong Kong Court Case

- Regulatory Developments in Anti-Money Laundering: Implications for Wealth Management Businesses

- Essentials of Virtual Asset Compliance
- Conduct Risk Framework and Sound Risk Culture for Fund Management

- Private Debt as a New Investment Class

- The Intricacies of Serving Family Offices

- Latest Enforcement Cases Relating to Suitability Requirement

- Virtual Assets 360: What Asset Managers, Brokers, and Traders Need to Know to Succeed in Virtual Assets

- The Essentials of Running a Family Office

- Digital Assets for Portfolio Management

- AML/CFT in the Cayman Islands Regime

- Fulfilling Suitability Obligations

- Portfolio Management: How Roboadvisors apply Modern Portfolio theory

- Asset Management Industry: The Year 2023 and Beyond

- Robo-Advisory: The Future of Investing

- Crypto Assets / Cyber Fraud - Are Civil Injunctions Effective Remedies?

- Latest Developments of the Guangdong-Hong Kong-Macao Greater Bay Area Cross-boundary Wealth Management Connect

- Regulatory Insights: SFC Type 9 License for VA Fund Managers

- From Dilemmas to Decisions – A Case Study Approach in Elevating Ethical Awareness in Private Wealth Management

- How Tech can enhance ESG and Sustainable Investing

- Private Debt: Exploring an Expanding Investment Class

- Shaping the Virtual Asset Ecosystem: Compliance, Competence and the Road Ahead

- Regulatory Sharing: Sustainable Development of Wealth Management Industry Amid New Product Innovations

- Enhancement of Climate-related Disclosures Under the ESG Framework

- FX Products in Private Wealth Management 

- Update on SFC’s Initiatives for HK’s Asset and Wealth Management Sector

- Tokenisation in Hong Kong and InvestHK's Initiatives: Driving Innovation in the Fintech Sector

- Portfolio Management & Financial Planning for Private Wealth Management Practitioners

- Five Priorities for Winning with GenAI in Wealth and Asset Management

- Introduction to Tokenisation

- Overview of VA-related Products in Traditional Financial Market

- VA Custody for Asset Management

- Asset Management Industry: The Year 2024 and Beyond

類別

課程單元

銀行專業會士深造文憑 (信貸管理/財資管理/營運管理/大灣區及跨境銀行管理領域)(^#)

1

銀行資產及負債管理

2

資金市場及運作

3

銀行法律與實務

4

營運風險管理

5

大灣區銀行合規及跨境財富管理 *

* 注意：由於第一學期的課程（課程日期：2024年6月26日 – 2024年8月3日）在學期間仍在等待批核成為合資格課程，該學期的課程並不符合專業培訓資助計劃的資格。

 Enhanced Competency Framework (ECF) on Retail Wealth Management (RWM)

1

Regulatory Environment for Banking and Financial Planning 

2

Investment Planning 

3

Essentials of Banking 

4

Insurance and Retirement Planning 

5

Investment and Asset Management – 
Product Solutions 

6

Investment and Asset Management – 
Alternatives and Wealth Solutions 

7

Financial Planning and Wealth Management 

銀行專業資歷架構

1

銀行專業資歷架構高等證書 :
打擊洗錢及恐怖分子資金籌集

Enhanced Competency Framework (ECF) on Compliance Programme

5

Investment and Insurance Compliance

優化專業能力架構 :

註冊私人財富管理師課程

單元二 : 操守及合規

1

香港的監管制度及銷售投資產品的要求

2

客戶關係建立的相關法律法規

3

私人財富管理的道德操守與法律法規應用

4

私人財富管理機構的風險管理、風險管治
及風險文化

Certified Private Wealth Professional (CPWP) Bridging Programme 

Module 1 - Technical and Product Knowledge
(eCourse) - by HKSI Institute

銀行專業資歷架構 - 打擊洗錢及恐怖份子資金籌集專業級課程*

-

行政人員證書《家族辦公室管理與財富傳承》

-

行政人員證書《應用金融風險管理》

-

行政人員證書《金融科技》

行政人員證書《合規科技》

行政人員證書《基金行政與合規監管管理》

Trust Training Certificate (TTC) 
(version 2.0)

Unit 1 - Introduction to Trusts

Unit 9 - The Contents of Trusts and Drafting

Unit 10 - Testamentary Issues & Avoiding Testamentary Disputes

Unit 11 - International Taxation

Unit 13 - Family Office

Unit 17 - Trusts and Issues for PRC Nationals

Unit 18 - Trusts for Security Arrangements, Commercial and Employee Benefit Needs

Unit 19 - Collective Investment Schemes – Part 1 Private Arrangements

Unit 20 - Collective Investment Schemes – Part 2 Public Offering Arrangements

Unit 21 - Hong Kong Mandatory Retirement Schemes Trusts - MPF

Unit 22 - Hong Kong Private Retirement Schemes Trusts - ORSO

2023 HKTA Conference "TRUST Hong Kong"

核准退休顧問(QRA)教育課程

創新家族辦公室管理與財富傳承證書課程

-

當代財務策劃行政證書課程

-