合資格培訓課程

類別

課程單元

資產管理基礎課程

單元 1 - 證券及期貨法規及監管架構概述 (*)

(15小時基礎班)

單元 2 - 金融市埸(*)

單元 3a - 資產管理規例

(5小時精讀班)

 單元3b - 資產管理規例

(10小時基礎班)

單元 4 - 資產管理

財富及資產管理業運作基礎課程

單元 1 - 證券及期貨法規及監管架構概述 (*)

(15小時基礎班)

單元 2 - 金融市埸(*)

單元 3 - 交易, 交收及結算實務

單元 4 - 證券及期貨條例下的營運要求

單元 5 - 合規，風險管理及監控

單元優化專業能力架構:

註冊私人財富管理課程

單元一: 技術，行業和產品知識

Topic 1 - Basic Products: Fixed Income Instruments, Equity Securities and Foreign Exchange

Topic 2 - Derivatives and Structured Products

Topic 3 - Investment Funds and Alternative Investments

Topic 4 - Portfolio Management: Theories and Practices

Topic 5 - Lending and Leverage

Topic 6 - Wealth Planning

Topic 7 - Behavioural Finance

Topic 8 - Customer Relationship Management

Topic 9 - Overview of Private Wealth Management Industry

Topic 10 - Overview of Private Wealth Management Markets: Hong Kong, Mainland China and Asia-Pacific

負責人員之職責

負責人員之職責

證券及期貨法規及監管架構概述

證券及期貨法規及監管架構概述

防洗錢、最新監管要求及行為規範

防洗錢、最新監管要求及行為規範

The Hedge Fund Masterclass

高階研討會

Virtual Banking Landscape and Recent Developments

Essentials of Virtual Asset Compliance

ESG Digitalisation - What’s a Good Way to Structurally Manage ESG Data

Essentials for Transitioning to a Net-Zero Portfolio

Virtual Assets 360: What Asset Managers, Brokers, and Traders Need to Know to Succeed in Virtual Assets

ESG and Climate Finance with Update from COP26

Reframing the Future of Asset Management Industry

Fostering Hong Kong’s Development as an Asset Management Hub

The Essentials of Running a Family Office

The SFC’s Regulatory Approach to Virtual Assets

Navigating Climate Risk for Asset Managers

Regulation of Funds Investing in Virtual Assets

 Digital Assets for Portfolio Management

 強積金中介人操守及強積金制度發展

Proposed Climate-related Risks Requirements for Fund Managers

AML/CFT in the Cayman Islands Regime

Portfolio Management: How Roboadvisors apply Modern Portfolio theory

類別

課程單元

銀行專業會士深造文憑 (信貸管理/財資管理/營運管理)(^#)

1

銀行資產及負債管理

2

資金市場及運作

3

銀行法律與實務

4

營運風險管理

 Enhanced Competency Framework (ECF) on Retail Wealth Management

1

Regulatory Environment for Banking and Financial Planning (RWM)

2

Investment Planning (RWM)

3

Essentials of Banking (RWM)

4

Insurance and Retirement Planning (RWM)

5

Investment and Asset Management – 
Product Solutions (RWM)

6

Investment and Asset Management – 
Alternatives and Wealth Solutions (RWM)

7

Financial Planning and Wealth Management (RWM)

銀行專業資歷架構

1

銀行專業資歷架構高等證書 :
打擊洗錢及恐怖分子資金籌集

優化專業能力架構 :

註冊私人財富管理師課程

單元二 : 操守及合規

1

香港的監管制度及銷售投資產品的要求

2

客戶關係建立的相關法律法規

3

私人財富管理的道德操守與法律法規應用

4

私人財富管理機構的風險管理、風險管治
及風險文化

銀行專業資歷架構 - 打擊洗錢及恐怖份子資金籌集專業級課程*

-

行政人員證書《家族辦公室管理與財富傳承》

-

行政人員證書《應用金融風險管理》

-

行政人員證書《金融科技》

行政人員證書《合規科技》

行政人員證書《基金行政與合規監管管理》

Trust Training Certificate (TTC)

Unit 1 - Introduction to Trusts

Unit 9 - The Contents of Trusts and Drafting

Unit 10 - Testamentary Issues & Avoiding Testamentary Disputes

Unit 11 - International Tax - Part 1

Unit 13 - Family Office

Unit 14 - Foundations Law – Part 1

Unit 17 - Trusts and Issues for PRC Nationals

Unit 18 - Trusts for Security Arrangements, Commercial and Employee Benefit Needs

Unit 19 - Collective Investment Schemes – Part 1 Private Arrangements

Unit 20 - Collective Investment Schemes – Part 2 Public Offering Arrangements

Unit 21 - Hong Kong Mandatory Retirement Schemes Trusts - MPF

Unit 22 - Hong Kong Private Retirement Schemes Trusts – ORSO

核准退休顧問(QRA)教育課程

創新家族辦公室管理與財富傳承證書課程

-

Green Finance for Wealth and Asset Management (WAM) Professionals