合資格培訓課程
有興趣的從業員可以就2016年10月1日或以後開課的合資格課程申請發還學費。
就招生，具體的課程安排，學費，以及任何其他課程相關問題，請點擊以下連結或直接聯繫培訓機構。
有關課程資料詳列如下：
香港證券及投資學會
類別 | 課程單元 | |
單元 1 - 證券及期貨法規及監管架構概述 (*) (15小時基礎班) | ||
單元 2 - 金融市埸(*) | ||
單元 3a - 資產管理規例 (5小時精讀班) | ||
單元3b - 資產管理規例 (10小時基礎班) | ||
單元 4 - 資產管理 | ||
單元 1 - 證券及期貨法規及監管架構概述 (*) (15小時基礎班) | ||
單元 2 - 金融市埸(*) | ||
單元 3 - 交易, 交收及結算實務 | ||
單元 4 - 證券及期貨條例下的營運要求 | ||
單元 5 - 合規，風險管理及監控 | ||
單元優化專業能力架構: | Topic 1 - Basic Products: Fixed Income Instruments, Equity Securities and Foreign Exchange | |
Topic 2 - Derivatives and Structured Products | ||
Topic 3 - Investment Funds and Alternative Investments | ||
Topic 4 - Portfolio Management: Theories and Practices | ||
Topic 5 - Lending and Leverage | ||
Topic 6 - Wealth Planning | ||
Topic 7 - Behavioural Finance | ||
Topic 8 - Customer Relationship Management | ||
Topic 9 - Overview of Private Wealth Management Industry | ||
Topic 10 - Overview of Private Wealth Management Markets: Hong Kong, Mainland China and Asia-Pacific | ||
負責人員之職責 | ||
證券及期貨法規及監管架構概述 | ||
防洗錢、最新監管要求及行為規範 |
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高階研討會 |
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Proposed Climate-related Risks Requirements for Fund Managers | ||
Riding on Wealth Management Connect (WMC) in Greater Bay Area (GBA) | ||
Regulatory Trend and Opportunities for Asset Management Industry | ||
Limited Partnership Fund Regime and Proposed Carried Interest Concession | ||
| Avoiding Dubious Arrangements and Transactions | ||
| Preparation for Proposed Changes of SFC’s AML/CFT Guidelines | ||
| Fintech, Regtech and Suptech: The Digital Transformation of Regulatory Compliance Management | ||
| Fulfilling Suitability Obligations | ||
Portfolio Management: How Roboadvisors apply Modern Portfolio theory | ||
*共通課程單元
查詢熱線: (852) 3120 6100 或 education@hksi.org
香港銀行學會
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類別 |
| 課程單元 |
1 | 銀行信貸 | |
2 | 信用風險管理 | |
3 | 銀行資產及負債管理 | |
4 | 資金市場及運作 | |
5 | 銀行法律與實務 | |
6 | 營運風險管理 | |
Enhanced Competency Framework (ECF) on Retail Wealth Management | 1 | Regulatory Environment for Banking and Financial Planning (RWM) |
2 | Investment Planning (RWM) | |
3 | Essentials of Banking (RWM) | |
4 | Insurance and Retirement Planning (RWM) | |
5 | Investment and Asset Management – | |
6 | Investment and Asset Management – | |
7 | Financial Planning and Wealth Management (RWM) | |
1 | 銀行專業資歷架構高等證書 : | |
1 | 香港的監管制度及銷售投資產品的要求 | |
2 | 客戶關係建立的相關法律法規 | |
3 | 私人財富管理的道德操守與法律法規應用 | |
4 | 私人財富管理機構的風險管理、風險管治
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# 從2017年1月1日起，“香港銀行學會會士” 已易名為“銀行專業會士”。
查詢熱線: (852) 2153 7865 或 programme@hkib.org
AIIFL/HKU, CLLC and PWMA
| 類別 | 課程單元 | |
| Certificate in Compliance & Risk Management for Private Wealth Management Professionals (2019) | 1 | Financial Laws and Regulations for Private Banking and Wealth Management |
| 2 | Risk Management for Private Banking and Wealth Management | |
| 3 | Risks and Legal and Regulatory Requirements for Private Bankers and Wealth Management Relationship Managers | |
| 4 | Securities Law Compliance for Senior Management | |
| 5 | Conduct and Ethics for Private Bankers and Wealth Management Relationship Managers | |
| 6 | Essentials for Private Banking and Wealth Management Compliance Managers |
課程查詢: Ms Flora Leung 電話 (852) 3917 2941 或 fkleung@hku.hk
香港信託人公會 及 香港證券及投資學會
| 類別 | 課程單元 |
 | Unit 1 - Introduction to Trusts |
| Unit 2 - Types of Trusts and When Appropriate | |
| Unit 3 - Administration and Management of Trusts | |
| Unit 4 - Other Estate Planning Vehicles | |
| Unit 5 - Trusts compared with Other Estate Planning Vehicles | |
| Unit 6 - Trusts and Compliance | |
| Unit 7 - Trusts Jurisdiction Comparison | |
| Unit 8 - Other Trust Vehicles in Details | |
Unit 9 - The Contents of Trusts and Drafting | |
Unit 10 - Testamentary Issues & Avoiding Testamentary Disputes | |
Unit 11 - International Tax - Part 1 | |
Unit 13 - Family Office | |
Unit 14 - Foundations Law – Part 1 | |
Unit 17 - Trusts and Issues for PRC Nationals | |
Unit 18 - Trusts for Security Arrangements, Commercial and Employee Benefit Needs | |
Unit 19 - Collective Investment Schemes – Part 1 Private Arrangements | |
Unit 20 - Collective Investment Schemes – Part 2 Public Offering Arrangements | |
Unit 21 - Hong Kong Mandatory Retirement Schemes Trusts - MPF | |
Unit 22 - Hong Kong Private Retirement Schemes Trusts – ORSO |
課程查詢: info@hksi.org 或 3120 6100
香港品質保證局 及 香港證券及投資學會
| 類別 | 課程單元 |
Green Finance for Wealth and Asset Management (WAM) Professionals | - |
課程查詢: info@hksi.org 或 3120 6100
