合資格培訓課程
有興趣的從業員可以就2016年10月1日或以後開課的合資格課程申請發還學費。
就招生，具體的課程安排，學費，以及任何其他課程相關問題，請點擊以下連結或直接聯繫培訓機構。
有關課程資料詳列如下：
香港證券及投資學會
類別 |
課程單元 | |
Asset and Wealth Management Annual Regulatory Update 2018 (Class to be conducted in English only) | 單元 1 - Last Regulatory Updates of the WAM Industry | |
| 單元 2 - Opportunities and Challenges of the WAM Industry | ||
| 單元 3 - WAM Industry Best Practices & Effective Application | ||
單元 1 - 證券及期貨法規及監管架構概述 (*) (15小時基礎班) | ||
單元 2 - 金融市埸(*) | ||
單元 3a - 資產管理規例 (5小時精讀班) | ||
單元3b - 資產管理規例 (10小時基礎班) | ||
單元 4 - 資產管理 | ||
單元 1 - 證券及期貨法規及監管架構概述 (*) (15小時基礎班) | ||
單元 2 - 金融市埸(*) | ||
單元 3 - 交易, 交收及結算實務 | ||
單元 4 - 證券及期貨條例下的營運要求 | ||
單元 5 - 合規，風險管理及監控 | ||
單元優化專業能力架構:
| 單元 1 - 私人財富管理行業、產品及服務概覽 | |
單元 2 - 固定收益投資 | ||
單元 3 - 股票證券 | ||
單元 4 - 外匯 | ||
單元 5 - 衍生工具 | ||
單元 6 - 結構性產品 | ||
單元 7 - 另類投資 | ||
單元 8 - 單位信託及投資基金 | ||
單元 9 - 借貸及槓桿 | ||
單元 10 - 財富策劃 | ||
單元 11 - 投資組合管理：理論與實踐 | ||
單元 12 - 行為金融學 | ||
單元 13 - 中國內地及亞太金融與私人財富管理市場 | ||
單元 14 - 客戶關係管理 | ||
| ||
證券及期貨法規及監管架構概述 | ||
| 高階研討會
|
| |
 Factor Investing – Understanding the 3rd Pillar of Investing | ||
| Fulfilling Suitability Obligations | ||
The Future of Private Markets & Alternative Assets Market Dynamics and the Impact of Digitisation | ||
WAM Regulatory Update 2019 - Practical Challenges of the New Fund Manager Code of Conduct and AML | ||
| WAM Regulatory Update 2019 - Lessons Learnt from Disciplinary Actions in 2018 Relevant to WAM Practitioners | ||
| Collateral Management: Preparing for the imminent SFC changes ahead | ||
Green Bonds and Loans – An Introduction for Investors | ||
Introducing Hong Kong's new corporate fund structure: Open-ended fund companies | ||
The Outlook for Asset Prices and the Business Cycle | ||
| (由8月15日起生效) | ||
Portfolio Management: How Roboadvisors apply Modern Portfolio theory | ||
Overview of Hong Kong’s Tax Exemption Regimes for Funds and Common Tax Issues | ||
Next Source of Growth for Investment Managers: Is Multi-Asset Strategy the Answer? | ||
Asset Management Industry: The Year 2017 and beyond | ||
| The 3rd CRS Update: What’s next after AEOI Implementation? | ||
| Product Development in Asset Management and the BREXIT Impact | ||
| IFRS9 Matters: Impact on Asset and Treasury Management | ||
| Suitability Obligations – Frequently Asked Questions | ||
*共通課程單元
查詢熱線: (852) 3120 6100 或 education@hksi.org
香港銀行學會
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類別 |
| 課程單元 |
| 1 | Stream 1: Greater Bay Area and Belt & Road Opportunities |
| 2 | Stream 2: Digital Banking and Fintech | |
| 3 | Stream 3: Regtech and Compliance | |
信貸管理/財資管理/營運管理/財富管理 (銀行專業會士深造文憑(#)
或
| 1 | 銀行信貸 或 銀行信貸證書 |
2 | 信用風險管理 或 信用風險管理證書 | |
3 | 銀行資產及負債管理 或 銀行資產及負債管理證書 | |
4 | 資金市場及運作 或 資金市場及運作證書 | |
5 | 銀行法律與實務 或 銀行法律與實務證書 | |
6 | 營運風險管理 或 營運風險管理證書 | |
7 | 私人財富管理業務策略(^) 或 私人財富管理業務策略證書(^) | |
8 | 環球資產組合及客戶關係管理(^) 或 環球資產組合及客戶關係管理證書 (^) | |
Enhanced Competency Framework (ECF) on Retail Wealth Management | 1 | Regulatory Environment for Banking and Financial Planning (RWM) |
2 | Investment Planning (RWM) | |
3 | Essentials of Banking (RWM) | |
4 | Insurance and Retirement Planning (RWM) | |
5 | Investment and Asset Management – | |
6 | Investment and Asset Management – | |
7 | Financial Planning and Wealth Management (RWM) | |
1 | 銀行專業資歷架構高等證書 : | |
| 1 | 香港的監管制度及銷售投資產品的要求 |
2 | 客戶關係建立的相關法律法規 | |
3 | 私人財富管理的道德操守與法律法規應用 | |
4 | 私人財富管理機構的風險管理、風險管治
|
# 從2017年1月1日起，“香港銀行學會會士” 已易名為“銀行專業會士”。
^ 此課程單元現正進行優化並計劃於2018年重新推出。
查詢熱線: (852) 2153 7865 或 programme@hkib.org
AIIFL/HKU, CLLC and PWMA
| Programme | Modules | |
| Certificate in Compliance & Risk Management for Private Wealth Management Professionals (2019) | 1 | Financial Laws and Regulations for Private Banking and Wealth Management |
| 2 | Risk Management for Private Banking and Wealth Management | |
| 3 | Securities Law Compliance for Senior Management | |
| 4 | Risks and Legal and Regulatory Requirements for Private Bankers and Wealth Management Relationship Managers | |
| 5 | Conduct and Ethics for Private Bankers and Wealth Management Relationship Managers | |
| 6 | Essentials for Private Banking and Wealth Management Compliance Managers | |
| Certificate in Compliance & Risk Management for Private Wealth Management Professionals (2018) | 1 | Financial Laws and Regulations for Private Banking and Wealth Management |
| 2 | Securities Law Compliance for Senior Management | |
| 3 | Conduct and Ethics for Private Bankers and Wealth Management Relationship Managers | |
| 4 | Risks and Legal and Regulatory Requirements for Private Bankers and Wealth Management Relationship Managers | |
| 5 | Essentials for Private Banking and Wealth Management Compliance Managers | |
| 6 | Risk Management for Private Banking and Wealth Management | |
| Certificate in Compliance & Risk Management for Private Wealth Management Professionals (2017) | 1 | Financial Laws and Regulations for Private Banking and Wealth Management |
| 2 | Essentials for Private Banking and Wealth Management Compliance Managers | |
| 3 | Risks and Legal and Regulatory Requirements for Private Bankers and Wealth Management Relationship Managers | |
| 4 | Compliance for Private Banking and Wealth Management Senior Management, Directors and Executive Officers (“EO”) | |
| 5 | Conduct and Ethics for Private Bankers and Wealth Management Relationship Managers | |
| 6 | Risk Management for Private Banking and Wealth Management |
Enquiry: Ms Flora Leung at (852) 3917 2941 or fkleung@hku.hk
CFA Institute
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香港大學專業進修學院
香港信託人公會 及 香港證券及投資學會
| 類別 | 課程單元 |
| Hong Kong Trustees' Association 2019 Conference - "Managing Change in an Uncertain Landscape" | Hong Kong Trustees' Association 2019 Conference - "Managing Change in an Uncertain Landscape" |
Enquiry: queries@hktrustees.com or 3703 5170
| 類別 | 課程單元 |
| | Unit 1 - Introduction to Trusts |
| Unit 2 - Types of Trusts and When Appropriate | |
| Unit 3 - Administration and Management of Trusts | |
| Unit 4 - Other Estate Planning Vehicles | |
| Unit 5 - Trusts compared with Other Estate Planning Vehicles | |
| Unit 6 - Trusts and Compliance | |
| Unit 7 - Trusts Jurisdiction Comparison | |
| Unit 8 - Other Trust Vehicles in Details | |
Unit 9 - The Contents of Trusts and Drafting | |
Unit 10 - Testamentary Issues & Avoiding Testamentary Disputes | |
Unit 11 - International Tax - Part 1 | |
Unit 13 - Family Office | |
Unit 14 - Foundations Law – Part 1 | |
Unit 17 - Trusts and Issues for PRC Nationals | |
Unit 18 - Trusts for Security Arrangements, Commercial and Employee Benefit Needs | |
| Unit 19 - Collective Investment Schemes – Part 1 Private Arrangements | |
Unit 20 - Collective Investment Schemes – Part 2 Public Offering Arrangements | |
Unit 21 - Hong Kong Mandatory Retirement Schemes Trusts - MPF | |
Unit 22 - Hong Kong Mandatory Retirement Schemes Trusts – ORSO |
Enquiry: info@hksi.org or 3120 6100
香港品質保證局 及 香港證券及投資學會
| 類別 | 課程單元 |
Green Finance for Wealth and Asset Management (WAM) Professionals | - |
課程查詢: info@hksi.org or 3120 6100
