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Eligible Training Programmes

Interested practitioners may apply for reimbursement of the fees of the eligible courses to be held for the period from 1 April 2023.  

 

For enrolment, detailed course schedule, course fees, and any other course related questions, please click the relevant hyperlinks or contact the course provider(s) directly.

 

The relevant programmes are listed below.   

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Hong Kong Securities and Investment Institute

 

Programme

Course

Asset Management Fundamentals Programme

Module 1 - Overview of Legal and Regulatory Framework for Securities & Futures Industry

(10-hour foundation class)

Module 2 - Financial Markets

(10-hour foundation class)

Module 3 - Regulation of Asset Management

(5-hour intensive class)

Module 4 - Asset Management

(10-hour foundation class)

Enhanced Competency Framework:

Certified Private Wealth Professional (CPWP) Programme: Module 1 – Technical, Industry and Product Knowledge

Topic 1 - Basic Products: Fixed Income Instruments, Equity Securities and Foreign Exchange

Topic 2 - Derivatives and Structured Products

Topic 3 - Investment Funds and Alternative Investments

Topic 4 - Portfolio Management: Theories and Practices

Topic 5 - Lending and Leverage

Topic 6 - Wealth Planning

Topic 7 - Behavioural Finance

Topic 8 - Customer Relationship Management

Topic 9 - Overview of Private Wealth Management Industry

Topic 10 - Overview of Private Wealth Management Markets: Hong Kong, Mainland China and Asia-Pacific

Duties and Liabilities of Responsible OfficersDuties and Liabilities of Responsible Officers
Overview of Legal and Regulatory Framework for Securities & Futures Industry

Overview of Legal and Regulatory Framework for Securities and Futures Industry

Managing Risks with Financial Derivatives

Managing Risks with Financial Derivatives

Algo Trading – Implementation and Risk Management

Algo Trading – Implementation and Risk Management

Updated Requirement on AML and Code of Conduct

Updated Requirement on AML and Code of Conduct

防洗錢、最新監管要求及行為規範

防洗錢、最新監管要求及行為規範

The Hedge Fund Masterclass

The Hedge Fund Masterclass

Advanced Level Seminars

Regulatory Requirements when Selling Complex and Virtual-Assets Related Products
Introduction to Hedge Fund
Hong Kong Family Offices: Market Initiatives and Tax Concessions
Strategic Outlook of China’s Asset Management Market 2023
How Digital Assets can Co-Exist within Traditional Finance’s IT Architecture
Cryptocurrencies as Property: Reflections from a Landmark Hong Kong Court Case
Regulatory Developments in Anti-Money Laundering: Implications for Wealth Management Businesses
Essentials of Virtual Asset Compliance
Conduct Risk Framework and Sound Risk Culture for Fund Management
Private Debt as a New Investment Class
The Intricacies of Serving Family Offices
Latest Enforcement Cases Relating to Suitability Requirement

Virtual Assets 360: What Asset Managers, Brokers, and Traders Need to Know to Succeed in Virtual Assets

The Essentials of Running a Family Office

 Digital Assets for Portfolio Management

AML/CFT in the Cayman Islands Regime

Fulfilling Suitability Obligations

Portfolio Management: How Roboadvisors apply Modern Portfolio theory

Asset Management Industry: The Year 2023 and Beyond

 

  

Enquiry: education@hksi.org

For more information, please visit the website: HKSI Course

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The Hong Kong Institute of Bankers

Programme

 

Course

 Postgraduate Diploma in Credit Management/ Treasury Management/ Operations Management for Certified Banker(#)

1

Bank Asset and Liability Management

2

Treasury Markets and Operations

3

Banking Law and Practice

4

Operational Risk Management

Enhanced Competency Framework (ECF) on Retail Wealth Management

1

Regulatory Environment for Banking and Financial Planning (RWM)

2

Investment Planning (RWM)

3

Essentials of Banking (RWM)

4

Insurance and Retirement Planning (RWM) 

5

Investment and Asset Management –
Product Solutions (RWM)

6

Investment and Asset Management –
Alternatives and Wealth Solutions (RWM)

7

Financial Planning and Wealth Management (RWM) 

Enhanced Competency Framework Programme

1

Advanced Certificate for ECF on Anti-Money Laundering and Counter-Financing of Terrorism

Enhanced Competency Framework:

Certified Private Wealth Professional (CPWP) Programme: Module 2 – Ethics and Compliance

1

Regulatory Regime in Hong Kong and Requirement on Sale of Investment Products

2

Relevant Laws and Regulations relating to Client Engagement and Relationship Building

3

Ethics and Practical Application of Legal and Regulatory Requirements for Private Banking

4

Risk Management, Risk Governance and Risk Culture of Private Wealth Management Institutions

 

# “Certified Banker” is revamped from"AHKIB" with effective from 1 January 2017.

 

Enquiry: (852) 2153 7865 OR programme@hkib.org

For more information, please visit the website: HKIB- Government Subsidies (WAM)

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AIIFL/HKU, CLLC and PWMA

     

 

Programme Modules
Certificate in Compliance & Risk Management for Private Wealth Management Professionals (2019)1Financial Laws and Regulations for Private Banking and Wealth Management
2Risk Management for Private Banking and Wealth Management
3Risks and Legal and Regulatory
Requirements for Private Bankers and Wealth Management Relationship Managers
4Securities Law Compliance for Senior Management
5Conduct and Ethics for Private Bankers
and Wealth Management Relationship Managers
6Essentials for Private Banking and Wealth Management Compliance Managers

 

Enquiry: Ms Flora Leung at (852) 3917 2941 or fkleung@hku.hk 

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HKU School of Professional and Continuing Education

 

ProgrammeModules

Certificate for Module (Enhanced Competency Framework on Anti-Money Laundering and Counter-Financing of Terrorism Professional Level)*

-

Executive Certificate in Family Office Management and Wealth Inheritance

-

Executive Certificate in Applied Financial Risk Management

-

Executive Certificate in FinTech

-

Executive Certificate in RegTech

-

Executive Certificate in Fund Administration and Regulatory Compliance

-

*Effective from July 2018 Intake 

 

Enquiry: 2867 8392 or amy.fung@hkuspace.hku.hk

For more information, please visit the website: HKUSPACE Programmes

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Hong Kong Trustees' Association and Hong Kong Securities and Investment Institute

 

ProgrammeModules

Trust Training Certificate (TTC)

Unit 1 - Introduction to Trusts

Unit 2 - Types of Trusts and When Appropriate
Unit 3 - Administration and Management of Trusts
Unit 4 - Other Estate Planning Vehicles
Unit 5 - Trusts compared with Other Estate Planning Vehicles
Unit 6 - Trusts and Compliance
Unit 7 - Trusts Jurisdiction Comparison
Unit 8 - Other Trust Vehicles in Details

Unit 9 - The Contents of Trusts and Drafting

Unit 10 - Testamentary Issues & Avoiding Testamentary Disputes

Unit 11 - International Tax - Part 1

Unit 13 - Family Office

Unit 14 - Foundations Law – Part 1

Unit 17 - Trusts and Issues for PRC Nationals

Unit 18 - Trusts for Security Arrangements, Commercial and Employee Benefit Needs

Unit 19 - Collective Investment Schemes – Part 1 Private Arrangements

Unit 20 - Collective Investment Schemes – Part 2 Public Offering Arrangements

Unit 21 - Hong Kong Mandatory Retirement Schemes Trusts - MPF

Unit 22 - Hong Kong Private Retirement Schemes Trusts – ORSO

 

Enquiry: education@hksi.org

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Hong Kong Trustees' Association

 

ProgrammeModules
Advanced Level Seminar

2023 HKTA Conference "TRUST Hong Kong"

 

Enquiry: queries@hktrustees.com or 3511 6030

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The Institute of Financial Planners of Hong Kong


 

ProgrammeModules
The Associate Estate Planning Practitioner (“AEPP’) Education ProgramModule 6 – Dynamic Solutions of Wealth Planning
Succession Planning Through Trust Structures: A Case Study Approach-

Qualified Retirement Adviser (QRA) Education Program

Ordinary Track - Topics 1 to 7
Exemption Track - Topics 4 to 7

 

Enquiry: qra@ifphk.org or 2982 7888
For more information, please visit the website: IFPHK

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HKPC Academy

 

ProgrammeModules

Certificate in Innovative Family Office Management and Wealth Inheritance 

-

 

Enquiry: Mr Bosco Lau at (852) 2788 5668 or boscolau@hkpc.org

For more information, please visit the website: HKPC AcademyTraining Programme